Corporate Information

Outline (As of March 31, 2014)

NameKomatsu Ltd.
Head Office2-3-6 Akasaka, Minato-ku, Tokyo 107-8414, Japan
Date of EstablishmentMay 13, 1921
Common Stock OutstandingConsolidated: ¥67,870 million based on U.S. GAAP
Non-consolidated: ¥70,120 million
Number of EmployeesConsolidated: 47,208 (Komatsu Ltd. and 143 consolidated subsidiaries)
Non-consolidated: 10,217

Shareholder Information

Shares of Common Stock Issued and Outstanding953,752,875 shares (excluding 29,377,385 shares of treasury stock)
Number of Shareholders232,666
Number of Shares per Trading Unit100
Securities Code6301 (Japan)
Stock ListingsTokyo
Transfer Agent for Common Stock/Management Institution for Special AccountMitsubishi UFJ Trust and Banking Corporation
4-5, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-8212, Japan
Depositaries (ADRs)The Bank of New York Mellon
101 Barclay Street, New York, NY 10286, U.S.A.
Non-U.S. Callers: +1-(201)-680-6825
U.S. Callers: 888-269-2377 (888-BNY-ADRS)
URL: http://www.adrbnymellon.com
Ticker Symbol: KMTUY

Major Shareholders (As of March 31, 2014)

Name of ShareholdersNumber of Shares Held
(thousand shares)
Equity Ratio (%)
Japan Trustee Services Bank, Ltd. (Trust Account)38,0143.86
The Master Trust Bank of Japan, Ltd. (Trust Account)36,1183.67
Taiyo Life Insurance Company34,0003.45
Nippon Life Insurance Company29,9543.04
State Street Bank and Trust Company
(Standing proxy: Mizuho Bank, Ltd., Settlement & Clearing Services Division)
18,5191.88
Sumitomo Mitsui Banking Corporation17,8351.81
The Bank of New York Mellon as Depositary Bank for Depositary Receipt Holders
(Standing proxy: Sumitomo Mitsui Banking Corporation)
16,1121.63
JP Morgan Chase Bank 380072
(Standing proxy: Mizuho Bank, Ltd., Settlement & Clearing Services Division)
12,7971.30
The Bank of New York Mellon SA/NV 10
(Standing proxy: The Bank of Tokyo-Mitsubishi UFJ, Ltd.)
12,4291.26
The Chase Manhattan Bank, N.A. London Secs Lending Omnibus Account
(Standing proxy: Mizuho Bank, Ltd., Settlement & Clearing Services Division)
12,1421.23
Notes:  1) Shareholding ratio is calculated by subtracting treasury stock.
 2) Although Komatsu Ltd. holds 29,377 thousand shares of treasury stock, it is excluded from the major shareholders listed above.

Breakdown of Shareholders (As of March 31, 2014)

Figure

Stock Prices on the Tokyo Stock Exchange

Figure
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